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1 



.: 074968-0011 



PATENT 



IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 



In re Application of 



Customer Number: 20277 



Tetsuzo UEDA, et al. 



Confirmation Number: 1 264 



Application No.: 10/812,416 



Group Art Unit: 2811 



Filed: March 30, 2004 



Examiner: Crane, Sara W. 



For: A 4H-POLYTYPE GALLIUM NITRIDE-BASED SEMICONDUCTOR DEVICE ON A 4H- 
POLYTYPE SUBSTRATE 



Mail Stop Amendment 
Commissioner for Patents 
P.O. Box 1450 
Alexandria, VA 22313-1450 

Dear Sir: 

In accordance with the provisions of 37 C.F.R. 1.56, 1.97 and 1.98, the attention of the 
Patent and Trademark Office is hereby directed to the documents listed on the attached form PTO- 
1449. It is respectfully requested that the documents be expressly considered during the prosecution 
of this application, and that the documents be made of record therein and appear among the 
"References Cited" on any patent to issue therefrom. 

This Information Disclosure Statement is being filed more than three months after the U.S. 
filing date AND after the mailing date of the first Office Action on the merits, but before the 
mailing date of a Final Rejection or Notice of Allowance. 

In accordance with 37 CFR 1.1 7(p), please charge the fee of $180.00 to Deposit Account 



INFORMATION DISCLOSURE STATEMENT 



No. 500417. 



88/29/2806 SDENB0B1 88888152 580417 18812416 
81 FC:1886 188.08 Dfl 




10/812,416 

Please charge any shortage in fees due in connection with the filing of this paper, 
f ding extension of time fees, to Deposit Account 500417 and please credit any excess fees to 
such deposit account. 



600 13 th Street, N.W. 
Washington, DC 20005-3096 
Phone: 202.756.8000 MEF:rtb 
Facsimile: 202.756.8087 
Date: August 28, 2006 



Respectfully submitted, 
McDERMOTT WiLL & EMERY LLP 




Registration>J©T36, 139 



Please 
as ou 



our Customer No. 20277 
ence address. 



2 




SHEET 1 OF 1 



TION DISCLOSURE 
CITATION IN AN 
APPLICATION 



(PTO-1449) 



ATTY. DOCKET NO. 

074968-0011 



SERIAL NO. 

10/812,416 



APPLICANT 

Tetsuzo UEDA, et al. 



FILING DATE 

March 30, 2004 



GROUP 

2811 



U.S. PATENT DOCUMENTS 


EXAMINER'S 
INITIALS 


CITE 
NO. 


Document Number 
Number-Kind Code2<jr known; 


Publication Date 
MM-DD-YYYY 


Name of Patentee or Applicant of Cited 
Document 


Pages, Columns, Lines, Where 
Relevant Passages or Relevant 
Figures Appear 






US 














US 














US 














US 














US 














US 














US 














US 














US 














US 














US 














US 














US 














US 










FOREIGN PATENT DOCUMENTS 


EXAMINER'S 
INITIALS 


CITE 
NO. 


Foreign Patent Document 
Country Codea -Number 4 -Kind 
Codes (// known) 


Publication Date 
MM-DD-YYYY 


Name of Patentee or 
Applicant of Cited Document 


Pages, Columns, Lines 
Where Relevant 
Figures Appear 


Translation 
Yes No 






JP 8-125275 


05-17-1996 


SANYO ELECTRIC CO. 
LTD. 




Japan (w/ 
English 
Abstract) 




















































































OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.) 


EXAMINER'S 
INITIALS 


CITE 
NO. 


Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book, magazine, 
journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city and/or country where 
published. 








N. Kuroda et al., "Step - Controlled VPE Growth of SiC Single Crystals at LowTemperatures" 
Extended Abstracts of the 19th Conference on Solid State Devices and Materials, Tokyo, 1987, pp. 

227-230 




























EXAMINER 


DATE CONSIDERED 



"EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered. 
Include copy of this form with next communication to applicant. 

1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.